Job description

Our client, a wealth management and financial planning firm, is looking to hire a financial planning associate on their team.

Role and Responsibilities

· Case preparation for new clients

o Follow up for homework after initial meeting

· Invite to website/provide Secure Share instructions

o Run Planning Software

· Create recommendations scenario to fully fund goals

o Audit current investment strategy

· Run Morningstar reports

· Compare to recommended strategy

o Audit current insurance policies

o Build illustrations

o Create summary detailing results of analysis and recommendations

o Review docs with Advisor in case prep meeting

· Make updates as needed

· Deliver plan

· Case preparation for A segment client annual planning meetings (APMs)

o Organize client One Drive folder

o Request updated information from client

o Reference client's response/case notes/opportunities/tasks/previous planning documents to update plan and build recommendations

o Create planning documents

o Review docs with advisor in case prep meeting

· Make updates as needed

· Deliver plan

· Case preparation for fee-based plans

o Send engagements for signature and organize payment in addition to client preparation process aforementioned

· Case preparation for Lead Advisor client meetings

· Miscellaneous investment operations including accepting investment orders when needed, calling in general securities trades, assisting with investment operations training, and answering team’s investment related questions

· Manage and handles emails with a timely response to clients and teammates

Send planning documents to clients after meetings

Required:

• Bachelor’s Degree
• 2+ years of financial services experience
• FINRA Series 6 or Series 7 license
• Willingness to obtain CFP designation

Job Type: Full-time

Pay: $60,000.00 - $70,000.00 per year

Benefits:

• 401(k)
• Health insurance
• Paid time off
• Professional development assistance
• Retirement plan

Schedule:

• Monday to Friday

Supplemental pay types:

• Bonus pay

Ability to commute/relocate:

• Fishers, IN: Reliably commute or planning to relocate before starting work (Required)

Education:

• Bachelor's (Required)

Experience:

• Financial planning: 2 years (Required)

License/Certification:

• FINRA License (Required)
• Series 6 (Required)

Work Location: In person

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